Legal information
These statements and all information contained herein are for distribution only in those countries where such distribution is permitted by law. It should be noted that nobody knows the future and that changing economic or political conditions can have a massive influence on future market developments and thus possibly on forward-looking statements. This document is a marketing communication. It does not constitute a financial analysis within the meaning of Section 34 b of the German Securities Trading Act (WpHG), nor does it constitute investment advice, an investment recommendation or an invitation to purchase financial instruments. This document does not replace legal, tax or financial advice. The information provided has not been audited by an external party, in particular an independent auditing company. An investment decision should in any case be made on the basis of the statutory sales documents (complete sales prospectus together with management regulations, key investor information document (KIID), current annual or semi-annual report, if available), which contain detailed information on the opportunities and risks of the funds. These documents can be obtained free of charge from Plutos Vermögensverwaltung AG, 1741 FUND SERVICES S.A. or Apex Fund Services S.A..
This Internet presentation is an advertising document and has been prepared for information purposes only. Plutos Vermögensverwaltung AG, Geleitsstraße 14, 60599 Frankfurt a.M., hereinafter referred to as Plutos AG, excludes all liability. Due to their composition and investment policy, the Plutos - T-VEST Fund, the Plutos - Multi Chance Fund, the Plutos - Gold Strategy Plus and the PLUTOS Wealth One P are subject to the risk of increased volatility, i.e. significant upward or downward fluctuations in unit prices over short periods of time. Investors may therefore receive back less than they have invested. The performance was calculated taking into account all costs incurred at fund level, but without taking into account the respective front-end load (BVI method). Individual investor costs such as transaction costs for unit certificate transactions, fees, commissions and other charges are not included in the presentation and would have a negative impact on performance if they were included.
Furthermore, past price or value developments do not necessarily allow conclusions to be drawn about future results. The Internet presentation is not a substitute for personal investment advice. Investors must consider for themselves, based on the opportunities and risks presented, their own investment strategy and their financial, legal and tax situation, whether an investment in the Plutos - T-VEST Fund, the Plutos - Multi Chance Fund, the Plutos - Gold Strategy Plus and the PLUTOS Wealth One P makes sense for them. Investors are requested to contact their asset manager or the investment advisor of their bank for individual investment advice and further individual explanations. Neither Plutos Vermögensverwaltung AG nor any of its directors, employees or other persons accept any liability for damages arising in connection with the use of this Internet presentation or its content. Plutos Vermögensverwaltung AG expressly points out that it, its legal representatives and its employees regularly carry out transactions in securities and other financial instruments. They do so both in their own name and for their own account and in the name and for the account of third parties. The sole binding basis for the acquisition of fund units are the statutory sales documents (complete sales prospectus together with management regulations, key investor information document (KIID) and annual and semi-annual reports, if published), which can be obtained at any time from Plutos Vermögensverwaltung AG or the capital management company MK LUXINVEST S.A., 94B, Waistrooss, L-5440 Remerschen at info@1741group.com or from Apex Fund Services S.A., 3 Rue Gabriel Lippmann L-5365 Munsbach (Minsbech).
Declaration on the non-consideration of adverse effects on sustainability factors (Art. 4 Disclosure Regulation)
Due to legal requirements (Art. 4 para. 1 a para. 2 Disclosure Regulation and Art. 4 para. 5 a Disclosure Regulation), we are obliged to make the following disclosures:
-
Investment decisions may have an adverse impact on the environment (e.g. climate, water, biodiversity), on social and employee matters and may also be detrimental to the fight against corruption and bribery.
-
In principle, we have a considerable interest in fulfilling our responsibility as a financial services provider and helping to avoid such effects as far as possible in our investment decisions (or investment recommendations). However, as things stand at present, the implementation of the legal requirements stipulated for this is unreasonable due to the existing and impending bureaucratic framework conditions. Moreover, key legal issues are still unresolved.
-
In order to avoid legal disadvantages, we are therefore currently prevented from making a public statement to the effect that and in what way we take into account the adverse effects on sustainability factors (environmental concerns, etc.) in our investment decisions (or investment recommendations), and we are therefore required to declare on our website that we will not take these into account for the time being and until further clarification (Art. 4 para. 1 b Disclosure Regulation and Art. 4 para. 5 b Disclosure Regulation).
-
However, we expressly declare that this does not change our willingness to contribute to a more sustainable, resource-efficient economy with the aim of reducing the risks and effects of climate change and other environmental or social grievances in particular.
Our strategies for the inclusion of sustainability risks (Art. 3 Disclosure Regulation)
Due to legal requirements (Art. 3 Disclosure Regulation), we are obliged to make the following disclosures. We do not intend to promote environmental or social characteristics in our investment strategies or for other specific financial instruments:
-
As a company, we want to make a contribution to a more sustainable, resource-efficient economy with the aim of reducing the risks and effects of climate change in particular. In addition to observing sustainability goals in our corporate organization itself, we also see it as our task to raise our customers' awareness of sustainability aspects when structuring their business relationship with us.
-
Environmental conditions, social upheaval and/or poor corporate governance can have a negative impact on the value of our clients' investments and assets in a number of ways. These so-called sustainability risks can have a direct impact on the net assets, financial position and results of operations and also on the reputation of the investment properties. As such risks cannot ultimately be completely ruled out, we have developed specific strategies for the financial services we offer in order to identify and limit sustainability risks.
-
To limit sustainability risks, we try to identify and, where possible, exclude investments in companies that have an increased risk potential. Specific exclusion criteria enable us to base investment decisions (or investment recommendations) on environmental, social or company-related values. To this end, we generally use valuation methods recognized in the market.
-
One way of identifying suitable investments is to invest in (or recommend) investment funds whose investment policy is already equipped with a suitable and recognized sustainability filter to reduce sustainability risks. The identification of suitable investments to limit sustainability risks may also involve us using recognized rating agencies for product selection in asset management (or for recommendations in investment advice). The specific details are set out in the individual agreements.
-
Our company's strategies for incorporating sustainability risks are also incorporated into our internal organizational guidelines. Compliance with these guidelines is decisive for the evaluation of our employees' work performance and therefore has a significant influence on future salary development. In this respect, the remuneration policy is in line with our strategies for incorporating sustainability risks (Art. 5 Disclosure Regulation).
Policy on the exercise of voting rights:
"The company Plutos Vermögensverwaltung AG falls under the definition of an asset manager within the meaning of Section 134a (1) No. 2 AktG and must therefore describe its participation policy within the meaning of Section 134b AktG.
- The company does not exercise any shareholder rights within the meaning of Section 134b para. 1 no. 1 AktG that are based on participation in the company. In particular, no rights relating to the general meetings of stock corporations are exercised. The right to a share in profits within the meaning of Sections 60 et seq. AktG and subscription rights are exercised in consultation with the clients.
- Important company matters within the meaning of Section 134b (1) No. 2 AktG are monitored by taking note of the legally required reporting of the companies in financial reports and ad hoc announcements.
- There is no exchange of opinions with the corporate bodies and stakeholders of the company within the meaning of Section 134b para. 1 no. 3 AktG.
- There is no cooperation with other shareholders within the meaning of Section 134b para. 1 no. 4 AktG.
- In the event of conflicts of interest within the meaning of Section 134b (1) No. 5 AktG, disclosure is made to the parties concerned in accordance with the statutory provisions and the further course of action is clarified with them.
- There is no annual publication of the implementation of the participation policy within the meaning of Section 134b para. 2 AktG, as no corresponding exercise of rights takes place.
- Voting behavior within the meaning of Section 134b para. 3 AktG is not published because there is no participation in voting."
Complaints and grievances
Submission of your concerns
You can notify us of any complaints or grievances in writing, by fax or e-mail. Please provide us with your name, contact details and a description of your concern.
Time frames for processing
We are a member of the Verband unabhängiger Vermögensverwalter Deutschland e.V. (VuV - German Association of Independent Asset Managers) and are obliged by its statutes to participate in dispute resolution proceedings of the VuV ombudsman's office. Therefore, the VuV ombudsman's office is responsible for property disputes arising from financial services contracts:
These statements and all information contained herein are intended for distribution only in those countries where such distribution is permitted by law. It should be noted that nobody knows the future and that changing economic or political conditions can have a massive influence on future market developments and thus possibly on forward-looking statements. This document is a marketing communication. It does not constitute a financial analysis within the meaning of Section 34 b of the German Securities Trading Act (WpHG), nor does it constitute investment advice, an investment recommendation or an invitation to purchase financial instruments. This document does not replace legal, tax or financial advice. The information provided has not been audited by an external party, in particular an independent auditing company. An investment decision should in any case be made on the basis of the statutory sales documents (complete sales prospectus together with management regulations, key investor information document (KIID), current annual or semi-annual report, if available), which contain detailed information on the opportunities and risks of the funds. These documents can be obtained free of charge from Plutos Vermögensverwaltung AG, 1741 FUND SERVICES S.A. or Apex Fund Services S.A..
This Internet presentation is an advertising document and has been prepared for information purposes only. Plutos Vermögensverwaltung AG, Geleitsstraße 14, 60599 Frankfurt a.M., hereinafter referred to as Plutos AG, excludes all liability. Due to their composition and investment policy, the Plutos - T-VEST Fund, the Plutos - Multi Chance Fund, the Plutos - Gold Strategy Plus and the PLUTOS Wealth One P are subject to the risk of increased volatility, i.e. significant upward or downward fluctuations in unit prices over short periods of time. Investors may therefore receive back less than they have invested. The performance was calculated taking into account all costs incurred at fund level, but without taking into account the respective front-end load (BVI method). Individual investor costs such as transaction costs for unit certificate transactions, fees, commissions and other charges are not included in the presentation and would have a negative impact on performance if they were included.
Furthermore, past price or value developments do not necessarily allow conclusions to be drawn about future results. The Internet presentation is not a substitute for personal investment advice. Investors must consider for themselves, based on the opportunities and risks presented, their own investment strategy and their financial, legal and tax situation, whether an investment in the Plutos - T-VEST Fund, the Plutos - Multi Chance Fund, the Plutos - Gold Strategy Plus and the PLUTOS Wealth One P makes sense for them. Investors are requested to contact their asset manager or the investment advisor of their bank for individual investment advice and further individual explanations. Neither Plutos Vermögensverwaltung AG nor any of its directors, employees or other persons accept any liability for damages arising in connection with the use of this Internet presentation or its content. Plutos Vermögensverwaltung AG expressly points out that it, its legal representatives and its employees regularly carry out transactions in securities and other financial instruments. They do so both in their own name and for their own account and in the name and for the account of third parties. The sole binding basis for the acquisition of fund units are the statutory sales documents (complete sales prospectus together with the management regulations, key investor information document (KIID) and annual and semi-annual reports, if published), which can be obtained at any time from Plutos Vermögensverwaltung AG or the capital management company 1741 SERVICES S.A., 94B, Waistrooss. 94B, Waistrooss, L-5440 Remerschen at www.1741.lu or from Apex Fund Services S.A., 3 Rue Gabriel Lippmann L-5365 Munsbach (Minsbech).
Declaration on the non-consideration of adverse effects on sustainability factors (Art. 4 Disclosure Regulation)
Due to legal requirements (Art. 4 para. 1 a para. 2 Disclosure Regulation and Art. 4 para. 5 a Disclosure Regulation), we are obliged to make the following disclosures:
-
Investment decisions may have an adverse impact on the environment (e.g. climate, water, biodiversity), on social and employee matters and may also be detrimental to the fight against corruption and bribery.
-
In principle, we have a considerable interest in fulfilling our responsibility as a financial services provider and helping to avoid such effects as far as possible in our investment decisions (or investment recommendations). However, as things stand at present, the implementation of the legal requirements stipulated for this is unreasonable due to the existing and impending bureaucratic framework conditions. Moreover, key legal issues are still unresolved.
-
In order to avoid legal disadvantages, we are therefore currently prevented from making a public statement to the effect that and in what way we take into account the adverse effects on sustainability factors (environmental concerns, etc.) in our investment decisions (or investment recommendations), and we are therefore required to declare on our website that we will not take these into account for the time being and until further clarification (Art. 4 para. 1 b Disclosure Regulation and Art. 4 para. 5 b Disclosure Regulation).
-
However, we expressly declare that this does not change our willingness to contribute to a more sustainable, resource-efficient economy with the aim of reducing the risks and effects of climate change and other environmental or social grievances in particular.
Our strategies for the inclusion of sustainability risks (Art. 3 Disclosure Regulation)
Due to legal requirements (Art. 3 Disclosure Regulation), we are obliged to make the following disclosures. We do not intend to promote environmental or social characteristics in our investment strategies or for other specific financial instruments:
-
As a company, we want to make a contribution to a more sustainable, resource-efficient economy with the aim of reducing the risks and effects of climate change in particular. In addition to observing sustainability goals in our corporate organization itself, we also see it as our task to raise our customers' awareness of sustainability aspects when structuring their business relationship with us.
-
Environmental conditions, social upheaval and/or poor corporate governance can have a negative impact on the value of our clients' investments and assets in a number of ways. These so-called sustainability risks can have a direct impact on the net assets, financial position and results of operations and also on the reputation of the investment properties. As such risks cannot ultimately be completely ruled out, we have developed specific strategies for the financial services we offer in order to identify and limit sustainability risks.
-
To limit sustainability risks, we try to identify and, where possible, exclude investments in companies that have an increased risk potential. Specific exclusion criteria enable us to base investment decisions (or investment recommendations) on environmental, social or company-related values. To this end, we generally use valuation methods recognized in the market.
-
One way of identifying suitable investments is to invest in (or recommend) investment funds whose investment policy is already equipped with a suitable and recognized sustainability filter to reduce sustainability risks. The identification of suitable investments to limit sustainability risks may also involve us using recognized rating agencies for product selection in asset management (or for recommendations in investment advice). The specific details are set out in the individual agreements.
-
Our company's strategies for incorporating sustainability risks are also incorporated into our internal organizational guidelines. Compliance with these guidelines is decisive for the evaluation of our employees' work performance and therefore has a significant influence on future salary development. In this respect, the remuneration policy is in line with our strategies for incorporating sustainability risks (Art. 5 Disclosure Regulation).
Policy on the exercise of voting rights:
"The company Plutos Vermögensverwaltung AG falls under the definition of an asset manager within the meaning of Section 134a (1) No. 2 AktG and must therefore describe its participation policy within the meaning of Section 134b AktG.
- The company does not exercise any shareholder rights within the meaning of Section 134b para. 1 no. 1 AktG that are based on participation in the company. In particular, no rights relating to the general meetings of stock corporations are exercised. The right to a share in profits within the meaning of Sections 60 et seq. AktG and subscription rights are exercised in consultation with the clients.
- Important matters of the companies within the meaning of Section 134b (1) No. 2 AktG are monitored by taking note of the legally required reporting of the companies in financial reports and ad hoc announcements.
- There is no exchange of opinions with the company bodies and stakeholders of the company within the meaning of Section 134b (1) No. 3 AktG. There
- is no cooperation with other shareholders within the meaning of Section 134b (1) No. 4 AktG.
- If conflicts of interest within the meaning of Section 134b (1) No. 5 AktG arise, they are disclosed to those affected in accordance with statutory provisions and further action is clarified with them.
- 1 no. 5 AktG, disclosure is made to the affected parties in accordance with the statutory provisions and the further course of action is clarified with them. There
- is no annual publication of the implementation of the participation policy within the meaning of Section 134b (2) AktG, as there is no corresponding exercise of rights.
- There is no publication of voting behaviour within the meaning of Section 134b (3) AktG, as there is no participation in voting. "
Complaints and grievances
Submission of your concerns
You can notify us of any complaints or grievances in writing, by fax or e-mail. Please provide us with your name, contact details and a description of your concern.
Time periods for processing
We are a member of the Verband unabhängiger Vermögensverwalter Deutschland e.V. (VuV - German Association of Independent Asset Managers) and are obliged under its articles of association to participate in dispute resolution proceedings of the VuV ombudsman's office. Therefore, the arbitration board of the VuV is responsible for property law disputes arising from financial services contracts:
Key figures at a glance
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